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Legislation
- Law no. 297/2004
- regulates the establishment and operation of: markets in financial instruments and their specific activities and operations, intermediaries, undertakings for collective investment and issuers of securities. (Details)
- Regulation no. 15/2004
- sets the rules for the implementation of Law no. 297/2004 on the authorization and operation of asset management companies, undertakings for collective investment and depositories. (Details)
- Regulation no. 9/2014
- ammends Regulation 15/2004 with regard to the authorization and operation of the asset management companies and open-end funds (UCITS). (Details)
- International sanctions
- Regulation on compliance with the rules on the enforcement of international sanctions on the capital market. (Details)
- Prevention and control of money laundering and terrorism financing
- National Office for Prevention and Control of Money Laundering. (Details)
- MONEYVAL Committee. (Details)
- Financial Action Task Force (FAFT-GAFI). (Details)
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Raport curent STK Emergent emisiune UF finalizare etapa 2
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Raport activ net STK Emergent Septembrie-2024
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Raport curent STK Emergent emisiune unitati de fond
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Aprobare PUZ proiect Green Square
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